EU Regulations

MiFID II Investor Protection (MIFIDIP2024)


Description

The course is designed to provide a thorough examination of recent developments in the MiFID II regulatory framework, specifically focusing on four key elements.


Participants will gain insights into the European Securities and Markets Authority's (ESMA) Final Report on retail investor protection, the proposed directive addressing retail investor protection, product governance requirements guidelines, and the MiFID II remuneration requirements. This seminar aims to enhance participants' understanding of the evolving landscape in investor protection and equip them with the knowledge needed to navigate these changes effectively.


Learning Outcomes:


  • Grasp the background and context behind ESMA’s Final Report.

  • Understand the key findings and recommendations outlined in the report.

  • Analyze the implications of ESMA’s recommendations for retail investors.

  • Engage in discussions to clarify doubts and deepen comprehension.

  • Contextualize the proposed directive within the broader MiFID II framework.

  • Identify and comprehend core provisions and proposed changes.

  • Evaluate the potential impact of the directive on various market participants.

  • Gain an overview of product governance requirements under MiFID II.

  • Analyze the updates and changes introduced in the guidelines.

  • Understand the practical implications for financial institutions and product manufacturers.

  • Understand the existing remuneration framework under MiFID II.

  • Explore updates and changes introduced to remuneration requirements.

  • Identify potential challenges and compliance issues for market participants.

  • Engage in a panel discussion on best practices and industry experiences.


By the end of the course, participants will have a comprehensive understanding of the MiFID II investor protection updates, enabling them to navigate the evolving regulatory landscape with confidence and ensuring compliance with the latest guidelines.

Content
  • MiFID II Investor Protection
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: Forever